EY Senior Associate, Compliance - Sydney in Sydney, Australia

Senior Associate, Compliance - Sydney


Requisition # SYD003BN

Post Date Apr 16, 2018

From small businesses to some of the world’s best-known brands, our clients count on reliable information and processes to insure they are complying with industry regulations. More than ever, business is about interpreting and reacting to complex data — and they look to us for advice and services they can trust every time. You’ll use your professional skills and experience to make it happen, handling complex audit procedures across a broad range of industries and responsibilities.

The opportunity

You’ll help our clients meet their reporting and compliance requirements by providing meaningful insights into reporting and compliance matters. In return, you can expect leading-class learning and development tailored to your unique interests and motivations. You’ll be given all the skills, knowledge and opportunities to progress and become ready to build a better working world for our people, our clients and the communities that support us.

Your key responsibilities

You will primarily be responsible for conducting Compliance Plan and Australian Financial Services Licence (AFSL) Audits for Financial Services (FS) Clients within the Assurance service line of the Financial Services Office, as well as Compliance Advisory work for both FS and non FS Clients.

Skills and attributes for success

  • An ability to identify improvement opportunities in respect of controls, processes and procedures

  • A motivation for monitoring the work of other team members and coaching them to enhance their performance

  • Strong client/stakeholder relationship management skills

  • A collaborative approach to your work with an ability to work with cross-functional teams

  • Excellent communication skills both written and verbal

  • A high attention to detail in process documentation

To qualify for the role you must have

  • A compliance background ideally in the financial services sector

  • Specific knowledge of the compliance and regulatory requirements of the funds management industry will be highly regarded

  • A strong academic record, including completed tertiary studies

  • Proven track record with developing and maintaining client relationships

Ideally, you’ll also have

  • Experience in conducting audits of the Compliance Plans and AFSLs in accordance with relevant standards

What we look for

We’re interested in leaders with a genuine creative vision and the confidence to make it happen. You can expect plenty of autonomy in this role, so you’ll also need the ability to take initiative and seek out opportunities to improve our current relationships and processes. If you’re serious about auditing and ready to take on some of our clients’ most complex issues, this role is for you.

What working at EY offers

We offer a competitive remuneration package where you’ll be rewarded for your individual and team performance. Our comprehensive Total Rewards package includes support for flexible working and career development, and with FlexEY you can select benefits that suit your needs, covering holidays, health and well-being, insurance, savings and a wide range of discounts, offers and promotions. Plus, we offer:

  • Support, coaching and feedback from some of the most engaging colleagues around

  • Opportunities to develop new skills and progress your career

  • The freedom and flexibility to handle your role in a way that’s right for you

EY is committed to being an inclusive employer and we are happy to consider flexible working arrangements. We strive to achieve the right balance for our people, enabling us to deliver excellent client service whilst allowing you to build your career without sacrificing your personal priorities. While our client-facing professionals can be required to travel regularly, and at times be based at client sites, our flexible working arrangements can help you to achieve a lifestyle balance.

About EY

As a global leader in assurance, tax, transaction and advisory services, we’re using the finance products, expertise and systems we’ve developed to build abetter working world. That starts with a culture that believes in giving you the training, opportunities andcreativefreedom to make things better.Whenever you join, however long you stay, theexceptionalEY experience lasts a lifetime.And with a commitment to hiring and developing the most passionate people, we’ll make our ambition to be the best employer by 2020 a reality.

If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.

Make your mark.

Apply now.

The preferred applicant will be subject to employment screening by Ernst & Young or by their external third party provider.

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